8 Surface energy balance

8.1 Surface energy balance closure

The surface energy balance (SEB) is a framework to describe exchange processes between atmosphere and land, and can be written as \[ R_{net} - G = SH + LH + I_{SEB} \] with net radiation \(R_{net} = SW\downarrow - SW\uparrow + LW\downarrow - LW\uparrow\) (combining shortwave (SW) and longwave (LW), incoming (\(\downarrow\)) and outgoing (\(\uparrow\)) radiative fluxes) and the ground heat flux \(G\). The turbulent fluxes are given by \[\begin{align} SH = \rho c_p \overline{w'T'} \quad \textrm{ and } \quad LH = \rho L_v \overline{w'q'} \end{align}\] with the air density \(\rho\), the heat capacity of air (under constant pressure) \(c_p\) and the latent heat of vaporization \(L_v\). The sensible heat flux SH is positive under unstable conditions (ground heats atmosphere) and negative under stable conditions (atmosphere heats ground). Positive latent heat fluxes (LH) represent evaporation or transpiration, whereas negative LH indicates condensation or deposition of water (vapor). The last term \(I_{SEB}\) describes the imbalance (or residual flux). Depending on the value of \(I_{SEB}\), the SEB is called closed or unclosed \[\begin{align} I_{SEB} \begin{cases} = 0 \rightarrow \textrm{closed} \\ \ne 0 \rightarrow \textrm{unclosed} \end{cases} \quad \textrm{and} \quad CR := \frac{R_{net}-G}{SH+LH} \begin{cases} = 1 \rightarrow \textrm{closed} \\ \ne 1 \rightarrow \textrm{unclosed}, \end{cases} \end{align}\] which can also be expressed in a relative measure, the closure ratio CR. The advantage of the closure ratio is the normalization by the available radiation, but the disadvantage is a cancellation of biases. Wilson and others (2002) showed based on the FLUXNET towers, that there is on average a SEB unclosure of 20-30 %. Reasons for the unclosure are (similar to the TKE budget unclosure) horizontal advection, flux divergence, submeso-scale motions, different measurement footprints, melting, runoff or rain fluxes, canopy interactions as well as possible measurement and post-processing errors (as in great detail reviewed by Mauder, Foken, and Cuxart (2020)). Stoy et al. (2013) found a larger unclosure in heterogeneous terrain and a correlation with friction velocity.

8.2 Calculating surface energy balance

#loading Reddy package
install.packages("../src/Reddy_0.0.0.9000.tar.gz",repos=NULL,source=TRUE,quiet=TRUE)
library(Reddy)
library(dplyr)
sigma=5.67*10^(-8)

#read in processed example data
dat=readRDS("../data/ec-data_30min_processed/processed_data_example.rds")
dat$TIME=as.POSIXct(dat$time,format="%F %T")

Plotting of surface energy balance with plot_seb
The function plot_sebplots the surface energy balance as time series and as scatter plot (R-GH, SH+LH) with linear regression as well as calculates the residual flux and the closure ratio. In addition to the turbulence data used so far (which contains the two turbulent fluxes SH, LH), we now also need additional radiative measurements (all four radiative fluxes SWin, SWout, LWin, LWout) and the ground heat flux (GH), which are available in the file ../data/radiation-data_30min/biomet_data.csv as 30 minutes averages.

#read in radiation data
dat_rad=read.table("../data//radiation-data_30min//biomet_data.csv",sep=",",header=T)
colnames(dat_rad)=c("time","rh","ta","swin","swout","lwin","lwout","shf1","shf2")
dat_rad$TIME=as.POSIXct(dat_rad$time,format="%F %T")
dat=inner_join(dat,dat_rad,by="TIME")
head(dat)
A data.frame: 6 × 40
time.x u_mean v_mean w_mean ws_mean wd_mean T_mean h2o_mean co2_mean u_sd TIME time.y rh ta swin swout lwin lwout shf1 shf2
<chr> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dttm> <chr> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl> <dbl>
1 2018-07-20 08:30:00 2.872084 -3.939352e-16 6.931732e-06 2.873170 -2.289284 15.86938 0.007254132 0.0006009614 1.062143 2018-07-20 08:30:00 2018-07-20 08:30:00 56.54792 16.28775 715.4410 105.7314 312.4243 458.7009 21.59691 1.682706
2 2018-07-20 09:00:00 2.864793 7.504684e-17 9.052527e-08 2.864538 -2.326045 16.55190 0.007584267 0.0005978138 1.105122 2018-07-20 09:00:00 2018-07-20 09:00:00 54.34070 16.77433 756.2658 109.9171 319.3567 460.9099 26.81290 1.952374
3 2018-07-20 09:30:00 3.996526 9.365292e-16 3.049021e-05 4.002522 -2.035397 17.05704 0.007472065 0.0005954894 1.409495 2018-07-20 09:30:00 2018-07-20 09:30:00 47.65451 17.40209 797.9751 112.8786 301.3082 463.2456 30.59997 2.139507
4 2018-07-20 10:00:00 4.998016 -2.812846e-16 -2.391239e-06 4.997530 -1.977737 17.60447 0.006762097 0.0005953881 1.289326 2018-07-20 10:00:00 2018-07-20 10:00:00 36.98989 18.08719 809.7048 114.7406 295.6089 467.7517 33.01136 2.270067
5 2018-07-20 10:30:00 4.879095 4.062636e-16 2.187117e-05 4.880696 -2.014489 18.08994 0.005410862 0.0005948927 1.469949 2018-07-20 10:30:00 2018-07-20 10:30:00 30.13753 18.32750 823.0150 117.3849 291.3130 469.1732 34.70869 2.299792
6 2018-07-20 11:00:00 5.225037 -8.977916e-17 -6.972624e-06 5.223984 -2.261205 18.24207 0.004422858 0.0005954766 1.319227 2018-07-20 11:00:00 2018-07-20 11:00:00 25.45414 18.60887 827.8588 118.4659 288.2217 467.7229 34.78918 2.284315
plot_seb(dat$swin,dat$swout,dat$lwin,dat$lwout,dat$sh,dat$lh,dat$shf1)

Call:
lm(formula = y ~ x)

Residuals:
    Min      1Q  Median      3Q     Max 
-134.13  -19.47   -5.41   28.33  170.39 

Coefficients:
            Estimate Std. Error t value Pr(>|t|)    
(Intercept) 27.66214    5.45569    5.07  1.4e-06 ***
x            0.52887    0.02051   25.78  < 2e-16 ***
---
Signif. codes:  0 ‘***’ 0.001 ‘**’ 0.01 ‘*’ 0.05 ‘.’ 0.1 ‘ ’ 1

Residual standard error: 48.56 on 125 degrees of freedom
Multiple R-squared:  0.8417,    Adjusted R-squared:  0.8405 
F-statistic: 664.7 on 1 and 125 DF,  p-value: < 2.2e-16

8.3 Hydrological measures: Bowen ratio and evaporative fraction

The Bowen ratio \(BR\) and the evaporative fraction \(EF\) are given by \[ BR:= \frac{SH}{LH}\quad\quad\textrm{and}\quad\quad EF:= \frac{LH}{LH+SH} \] and are both a way to describe the heat transfer by sensible vs latent heat. They are related to the surface and the water abundance therein, and can be used to compare different surface types in different climates. Therefore, it is usually applied on monthly, seasonal or annual averages (so here just exemplarily calculated on daily basis).

print(paste("BR (average):", calc_br(mean(dat$sh),mean(dat$lh))))
print(paste("EF (average):", calc_ef(mean(dat$sh),mean(dat$lh))))
[1] "BR (average): 1.2715665126865"
[1] "EF (average): 0.440224837976387"

8.4 Meteorological contextualization

The turbulent fluxes are mainly driven by the available energy through incoming solar and longwave radiation, which is in the atmosphere attenuated by clouds in a complex way, depending on cloud height and type. A way to estimate the cloud cover without directly measuring it is the clear sky-index. Based on longwave incoming radiation, temperature and humidity, an estimate of the clear-sky-index (CSI) can be derived as ratio of actual emissivity \(\epsilon_{actual}\) and theoretical (clear-sky) emissivity \(\epsilon_{theoretical}\). If \(\epsilon_{actual} \le \epsilon_{theoretical}\), i.e. \(CSI \le 1\), then the sky is assumed to be clear-sky (see e.g. the review paper Lehner, Rotach, and Obleitner (2021)).

dat$csi=calc_csi(dat$T_mean+273.15,dat$lwin,dat$rh)
plot(dat$csi,type="l",lwd=2,ylab="CSI")

References

Lehner, M., E. Rotach M. W. Sfyri, and F. Obleitner. 2021. “Spatial and temporal variations in near-surface energy fluxes in an Alpine valley under synoptically undisturbed and clear-sky conditions.” Q J R Meteorol Soc 147 (737): 2173–96. https://doi.org/10.1002/qj.4016.

Mauder, M., T. Foken, and J. Cuxart. 2020. “Surface‑Energy‑Balance Closure over Land: A Review.” Boundary-Layer Meteorol 177: 395–426. https://doi.org/10.1007/s10546-020-00529-6.

Stoy, P. C., M. Mauder, T. Foken, and et al. 2013. “A data-driven analysis of energy balance closure across FLUXNET research sites: The role of landscape scale heterogeneity.” Agric Forest Meteorol 171: 137–52.

Wilson, K., and others. 2002. “Energy balance closure at FLUXNET sites.” Agric Forest Meteorol 113 (1-4): 223–43. https://doi.org/10.1016/S0168-1923(02)00109-0.